GENERAL INSURANCE CORPORATION OF INDIA
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
FORM NL28
Statement as on: 30.09.2013
Statement of Investment Assets (General Insurer, Re-insurers)
(Business within India)
Periodicity of Submission : Quarterly
			Rupees in Crores
No.	Particulars	SCH	Amount
1	Investments	8	40,720.96
2	Loans	9	434.51
3	Fixed Assets	10	54.08
4	Current Assets
	a. Cash & Bank Balance	11	4,601.49
	b. Advances & Other Assets	12	3,482.59
5	Current Liabilities
	a. Current Liabilities	13	(13,233.11)
	b. Provisions	14	(6,453.94)
	c. Misc. Exp. Not written off	15
	d. Debit Balance of P & L A/c
	Application of Funds as per Balance Sheet (A)	TOTAL (A)	29,606.58
	Less : Other Assets	SCH	Amount
1	Loans (if any)	9	1.98
2	Fixed Assets (if any)	10	54.08
3	Cash & Bank Balance (if any)	11	1,942.86
4	Advances & Other Assets (if any)	12	3,398.36
5	Current Liabilities	13	(13,233.11)
6	Provisions	14	(6,453.94)
7	Misc. Exp. Not written off	15
8	Debit Balance of P & L A/c
		TOTAL (B)	(14,289.77)
	'Investment Assets' As per FORM 3B	( A - B )	43,896.35

 

GENERAL INSURANCE CORPORATION OF INDIA
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
FORM NL28
Statement as on: 30.09.2013
Periodicity of Submission : Quarterly (As on 30.09.2013)
Serial Number	Investment Particular	Percentage	Amount, Share Holders	Amount, Policy Holders	Total (SH+PH)	Percentage Actual	FVC Amount	Total with FVC	Market Value
1	Central Govt. Sec.	Not less than 20%	1,610.69	4,534.64	6,145.33	22.46	-325.22	5,820.12	5,820.12
2	Central Govt. Sec, State Govt. Sec or Other Apporved Sec. (incl. (1) above)	Not less than 30%	2,489.67	7,009.27	9,498.95	34.71	-365.09	9,133.86	9,133.86
3	Investment subject to Exposure Norms		0	0	0	0	0	0	0
-	a. Housing & Loans to SG for Housing and FFE	Not less than 5%	0.00	0.00	0.00	0	0.00	0.00	0.00
	1. Approved Investments		600.57	1,690.81	2,291.38	8.37	-54.15	2,237.22	2,237.22
	2. Other Investments		0.00	0.00	0.00	0	0.00	0.00	0.00
-	b. Infrastructure Investments	Not less than 10%	0.00	0.00	0.00	0	0.00	0.00	0.00
	1. Approved Investments		816.53	2,298.80	3,115.32	11.39	629.51	3,744.83	3,744.83
	2. Other Investments		27.60	77.70	105.29	0.38	-6.81	98.49	98.49
	c. Approved Investments	Not exceeding 55%	2,919.46	7,952.03	10,871.49	39.73	15,934.54	26,806.03	26,806.03
	d. Other Investments (not exceeding 25%)	Not exceeding 55%	439.75	1,040.97	1,480.72	5.41	-152.53	1,328.19	1,328.19
	Total Investment Assets		7,293.58	20,069.58	27,363.15	100	15,985.47	43,348.62	43,348.62
						Signature:
						Full Name:
						Chief of Finance:

 

Serial No	Category of Investment	Opening BV	Opening BV %	Net Accr BV	Net Accr BV %	Closing BV	Closing BV %
1	Central Govt. Sec				0.00
A01	Central Government Bonds	5,955.47	22.04	86.63	25.03	6,042.10	22.08
A02	Special Deposits				0.00
A03	Deposit under Section 7 of Insurance Act, 1938	29.89	0.11	-0.05	-0.01	29.84	0.11
A04	Treasury Bills			73.4	21.21	73.4	0.27
	Total (1)	5,985.37	22.15	159.96	46.22	6,145.33	22.46
2	Central Govt. Sec or Other Approved Sec/Guaranteed Sec				0.00
B01	Central Government Guaranteed Loans / Bonds				0.00
B02	State Government Bonds	2,746.66	10.17	132.79	38.37	2,879.45	10.52
B03	State Government Guaranteed Loans				0.00
B04	Other Approved Securities (excluding Infrastructure Investments)	496.68	1.84	-22.57	-6.52	474.11	1.73
B05	Guaranteed Equity	0.05			0.00	0.05
	Total (1+2)	9,228.75	34.16	270.2	78.07	9,498.95	34.71
3	Investments subject to Expsoure Norms				0.00
-	(a)Housing & Loans to State Govt for Housing / FFE				0.00
-	1. Approved Investments				0.00
C01	Loans to State Government for Housing	329.18	1.22		0.00	329.18	1.20
C02	Loans to State Government for Fire Fighting Equipments	11.18	0.04		0.00	11.18	0.04
C03	Term Loan - HUDCO / NHB / Institutions accredited by NHB				0.00
C04	Commercial Papers - NHB / Institutions accredited by NHB				0.00
C05	Housing - Securitised Assets				0.00
C06	Debentures / Bonds / CPs / Loans - (Promoter Group)	35	0.13		0.00	35	0.13
-	Taxable Bonds				0.00
C07	Bonds / Debentures issued by HUDCO	136.7	0.51	-25.08	-7.25	111.62	0.41
C08	Bonds / Debentures issued by NHB / Institutions accredited by NHB	1,323.16	4.90	100.59	29.06	1,423.75	5.20
C09	Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authority or Body constituted by Central / State Act	319.76	1.18	60.88	17.59	380.64	1.39
-	Tax Free Bonds				0.00
C10	Bonds / Debentures issued by HUDCO				0.00
C11	Bonds / Debentures issued by NHB / Institutions accreditedby NHB				0.00
C12	Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authority or Body constituted by Central / State Act				0.00
-	2. Other Investments				0.00
C13	Debentures / Bonds / CPs / Loans				0.00
C14	Housing - Securitised Assets				0.00
C15	Debentures / Bonds / CPs / Loans - (Promoter Group)				0.00
	Total 3(a)	2,155.00	7.98	136.38	39.41	2,291.38	8.37
-	(b)Infrastructure Investments				0.00
-	1. Approved Investments				0.00
D01	Infrastructure - Other Approved Securities	40	0.15	-10	-2.89	30	0.11
D02	Infrastructure - PSU - Equity shares - Quoted	395.06	1.46	7.67	2.22	402.73	1.47
D03	Infrastructure - Corporate Securities - Equity shares-Quoted	361.91	1.34	-1.53	-0.44	360.38	1.32
D04	Infrastructure - Equity and Equity Related Instruments (Promoter Group)				0.00
D05	Infrastructure - Securitised Assets				0.00
D06	Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group)				0.00
D07	Infrastructure - Infrastructure Development Fund (IDF)				0.00
-	Taxable Bonds				0.00
D08	Infrastructure - PSU - Debentures / Bonds	1,395.18	5.16	61.13	17.66	1,456.31	5.32
D09	Infrastructure - PSU - CPs				0.00
D10	Infrastructure - Other Corporate Securities - Debentures/ Bonds	751.53	2.78	93.1	26.90	844.63	3.09
D11	Infrastructure - Other Corporate Securities - CPs				0.00
D12	Infrastructure - Term Loans (with Charge)	2	0.01		0.00	2	0.01
-	Tax Free Bonds				0.00
D13	Infrastructure - PSU - Debentures / Bonds	19.27	0.07		0.00	19.27	0.07
D14	Infrastructure - Other Corporate Securities - Debentures/ Bonds				0.00
-	2. Other Investments				0.00
D15	Infrastructure - Equity (including unlisted)			5.13	1.48	5.13	0.02
D16	Infrastructure - Debentures / Bonds / CPs / Loans			100.16	28.94	100.16	0.37
D17	Infrastructure - Securitised Assets				0.00
D18	Infrastructure - Equity (Promoter Group)				0.00
D19	Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group)				0.00
	Total 3(b)	2,964.96	10.97	255.66	73.87	3,220.62	11.77
-	(c)Approved Investments				0.00
E01	PSU - Equity shares - Quoted	1,486.06	5.50	64	18.49	1,550.06	5.66
E02	Corporate Securities - Equity shares (Ordinary)- Quoted	3,872.36	14.33	32.9	9.51	3,905.26	14.27
E03	Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations)	59.9	0.22		0.00	59.9	0.22
E04	Equity Shares (incl. Equity related Instruments) - Promoter Group	29.19	0.11		0.00	29.19	0.11
E05	Corporate Securities - Bonds - (Taxable)	556.98	2.06	-20.07	-5.80	536.91	1.96
E06	Corporate Securities - Bonds - (Tax Free)				0.00
E07	Corporate Securities - Preference Shares	4.27	0.02		0.00	4.27	0.02
E08	Corporate Securities - Investment in Subsidiaries				0.00
E09	Corporate Securities - Debentures	1,718.58	6.36	101.42	29.30	1,820.00	6.65
E10	Corporate Securities - Debentures / Bonds/ CPs /Loan - (Promoter Group)				0.00
E11	Corporate Securities - Derivative Instruments				0.00
E12	Municipal Bonds - Rated				0.00
E13	Investment properties - Immovable				0.00
E14	Loans - Policy Loans				0.00
E15	Loans - Secured Loans - Mortgage of Property in India (Term Loan)				0.00
E16	Loans - Secured Loans - Mortgage of Property outside India(Term Loan)				0.00
E17	Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI	2,732.92	10.12	419.96-	-121.34	2,312.96	8.45
E18	Deposits - CDs with Scheduled Banks				0.00
E19	Deposits - Repo / Reverse Repo - Govt Securities				0.00
E20	Deposits - Repo / Reverse Repo - Corporate Securities				0.00
E21	Deposit with Primary Dealers duly recognised by Reserve Bank of India				0.00
E22	CCIL - CBLO	291.83	1.08	79.97	23.11	371.8	1.36
E23	Commercial Papers	19.08	0.07	-19.08	-5.51
E24	Application Money	14.72	0.05	13.53	3.91	28.25	0.10
E25	Perpetual Debt Instruments of Tier I & II Capital issued by PSU Banks	92.85	0.34	-0.01	0.00	92.84	0.34
E26	Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU Banks	25.02	0.09		0.00	25.02	0.09
E27	Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by PSU Banks				0.00
E28	Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by Non-PSU Banks				0.00
E29	Foreign Debt Securities (invested prior to IRDA Regulations)	35.03	0.13		0.00	35.03	0.13
E30	Mutual Funds - Gilt / G Sec / Liquid Schemes	75	0.28	25	7.22	100	0.37
E31	Mutual Funds - (under Insurer's Promoter Group)				0.00
E32	Net Current Assets (Only in respect of ULIP Business)				0.00
	Total 3(c)	11,013.78	40.77	-142.29	-41.11	10,871.49	39.73
-	(d)Other Investments				0.00
F01	Bonds - PSU - Taxable	65.82	0.24	-10.02	-2.90	55.8	0.20
F02	Bonds - PSU - Tax Free	5.33	0.02	-0.41	-0.12	4.92	0.02
F03	Equity Shares (incl Co-op Societies)	487.03	1.80	-19.1	-5.52	467.93	1.71
F04	Equity Shares (PSUs & Unlisted)	76.11	0.28	-16.15	-4.67	59.96	0.22
F05	Equity Shares (incl. Equity related Instruments) - Promoter Group	70	0.26	0	0.00	70	0.26
F06	Debentures	694.73	2.57	-126.45	-36.54	568.28	2.08
F07	Debentures / Bonds/ CPs / Loans etc. - (Promoter Group)				0.00
F08	Municipal Bonds				0.00
F09	Commercial Papers				0.00
F10	Preference Shares	7.07	0.03		0.00	7.07	0.03
F11	Venture Fund	157.45	0.58	-0.86	-0.25	156.59	0.57
F12	Short term Loans (Unsecured Deposits)	6.86	0.03		0.00	6.86	0.03
F13	Term Loans (without Charge)	84.18	0.31	-0.87	-0.25	83.31	0.30
F14	Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes				0.00
F15	Mutual Funds - (under Insurer's Promoter Group)				0.00
F16	Derivative Instruments				0.00
F17	Securitised Assets				0.00
F18	Investment properties - Immovable				0.00
	Total 3(d)	1,654.58	6.12	-173.86	-50.24	1,480.72	5.41
	Total 3(a+b+c+d)	17,788.31	65.84	75.89	21.93	17,864.20	65.29
	Total (1+2+3)	27,017.07	100.00	346.08	100.00	27,363.15	100.00
				Signature:
				Full Name & Designation:
				Chief of Finance: